Monday, December 29, 2014

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Sunday, December 28, 2014

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Friday, December 26, 2014

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Wednesday, December 24, 2014

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Sunday, December 21, 2014

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Sunday, December 14, 2014

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Saturday, December 13, 2014

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Wednesday, December 3, 2014

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Monday, December 1, 2014

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Friday, May 16, 2014

Chinese Economic Statecraft and the Political Economy of Asian Security


Chinese Economic Statecraft and the Political Economy of Asian Security


China’s rise is expected to re-shape Asian security in at least two ways. First, economic growth will fund the development of national military power. China’s rising prosperity makes it possible for the government to devote more resources to all of its domestic programs, including spending on military modernization, which rose throughout the 1990s. Moreover, trade, investment, and technology provided by the United States, Japan, and Europe could make China militarily more powerful than it would otherwise be. Foreign investment—total utilized investment totaled US$61 billion in 2004—and a positive trade balance allows China to accumulate significant foreign reserves (over $700 billion as of 2004), some of which has been used to purchase advanced weapon systems from Russia, Israel, and other foreign suppliers. 
 Senator Paul Sarbanes may have summed the argument up best: “It is difficult to escape the conclusion that the large bilateral trade surplus that China runs with the United States is used, at least in part, to bolster and support the Chinese military establishment.”
 Second, China is expected to use its new diplomatic and economic power to influence the regional security order. As the Chinese economy continues to develop, the countries of the region are becoming increasingly dependent on China for trade and investment. Growing trade ties have expanded Beijing’s political and diplomatic influence. Although Washington still plays a large role in the region, changing trade patterns might in the future marginalize the United States as an economic and political partner. Without a strong Japan to act as a counterweight, the countries of Southeast Asia might become more dependent on trade ties to China and thus more sensitive to PRC preferences. Similarly, in Northeast Asia, Korea might distance itself from the United States. Even Japan may decide that it is unwilling or unable to balance against China’s rising power. A political shift toward Beijing could deprive the United States of the regional allies and access to bases required to pursue American security objectives.
Much of the literature on the political economy of Asian security has focused on China’s economic growth, regionalism and economic interdependence, and how these trends either increase or dampen the possibility of military conflict. While these developments define the environment in which the regional actors interact, the focus of this chapter is China’s attempts to coordinate the building of national military power with the use of influence through economic statecraft—the employment of economics as an instrument of power.
The central argument of this chapter is that for Beijing there currently is an overlap between security and economic concerns. In most assumptions of realist political economy, states sacrifice short and medium term economic gains for security benefits. Power wins out over plenty. By contrast, liberal institutional approaches suggest that the pursuit of economic objectives (and participation in multilateral institutions) may eventually moderate or modify a state’s security objectives. The increased interaction that accompanies trade and foreign direct investment encourages communication, fosters cooperation, and promotes a more collective sense of security.
In addition, since conflict risks jeopardizing very real gains from trade, public officials and private businesses dependent on trade have a strong interest in maintaining stable relations. In the case of China, Papayoanou and Kastner argue that engagement “empowers more cooperative economic internationalists in China.” 

Beijing at present does not have to choose between strategic and economic objectives, and so can pursue both power and plenty. China’s security concerns are addressed by closer economic relations with its neighbors. Conversely, the pursuit of economic goals does not mean that Beijing has abandoned or modified its security objectives, or that it is necessarily any less likely to employ military or other coercive measures to achieve core strategic goals, especially in the case of a potential Taiwan conflict. Focused on domestic issues—economic growth, regime stability, and leadership succession—the Chinese government’s primary foreign policy goal is creating the stable international environment necessary to address these challenges at home. For China, the central objective is fostering a peaceful international environment that lacks a balancing coalition. Beijing’s promotion of regional multilateral institutions, its offer to enter into free trade agreements with ASEAN ,and its promotion of direct investment in regional economies all have both a strategic and an economic logic. They foster economic development while lowering suspicion in neighboring countries about China’s growing power, making it more difficult for the United States and its allies to contain Beijing. 

This overlap between economic and security objectives—what some observers call “enlightened self interest”—raises two interrelated questions. First, will Beijing have the necessary institutional, political, and economic capacity to maintain the unity between “high” and “low” politics, between security and foreign economic policy? In the near to mid term, it will not be easy to maintain a coherent economic and security strategy. A unified vision must be maintained within the leadership core, and the central leadership must have the ability to insulate the policy from economic and political disruptions, as well as compensate losers within the domestic economy.
Second, even if Beijing has the ability, will it have the desire to continue to coordinate economic and political objectives? Once Beijing attains what it sees as an adequate level of power and stability, could it simply decide that there are goals that could best be achieved through swift military action? Simple self interest would replace “enlightened” self interest. Or are there political crises that could abruptly end Beijing’s reliance on diplomacy, influence, and other instruments of soft power? Beijing has made it clear that it will sacrifice immediate economic gains if core security interests are threatened, at either a domestic or regional level and especially in the case of Taiwan. There may also be pushback from China’s neighbors—they may be less willing to accept assurances from China that economic ties do in fact offer reassurances about Beijing’s peaceful intentions. Although China is now Japan’s largest trade partner, and Japanese investment in China is at record levels, China and Japan have recently clashed over control of the Senkaku/Diaoyu Islands, the portrayal of history in textbooks, the incursion of a PLA Navy submarine into Japanese waters, continued visits to Yakusuni shrine, new National Defense Program Guidelines highlighting China’s military modernization, and a joint U.S.-Japan declaration on Taiwan. Despite close economic ties, Korea and China recently clashed over the historical lineage of the Goguryeo Dynasty.

This chapter is divided into three parts. The first looks at the dominant descriptions of economic statecraft and how they might be applied to China. The second section introduces some of the economic, political, and strategic factors that might result in a greater degree of distance between economic and security policies. Currently Beijing’s pursuit of “enlightened self interest” is rooted in two perceptions: 1) trends across the Strait are moving in a positive direction (the forces of independence are losing ground; Chinese is increasing its military power; the United States is playing a constructive role in reining in the Chen administration); and 2) that the United States will continue to be the preponderant power for the next several decades. Shifts in either or both of these views among Chinese policymakers could result in the replacement of influence by coercion. The final section suggests what Beijing’s economic statecraft means for regional security and for the United States. Currently, China’s active engagement in the region serves a number of American interests. But over the longer term, this more positive outcome is only possible if the United States is broadly engaged in the region.
China and Economic Statecraft
Coercion and Influence
Much policy analysis of China’s potential economic statecraft draws heavily on Albert Hirschman’s discussion of foreign trade as an instrument of national power.8 In National Power and the Structure of Foreign Trade, Hirschman uses Nazi Germany’s trade relations to illustrate how asymmetric trade relations create political gains for the larger state. Since trade makes up a smaller percentage of the larger nation’s total trade and may make up to 50 percent of the smaller state’s total, threats of interruption affect smaller states disproportionately. Implicit or explicit threats to break commercial relations thus give the larger state coercive power. In Hirschman’s view, the ability to threaten to interrupt trade with another state is “an effective weapon in the struggle for power.”
 In addition to coercive power, as Abdelal and Kirshner note, Hirschman also describes an influence effect.10 Commerce affects the domestic politics in the smaller state, shaping politics and definitions of national interest. Firms and sectors form political coalitions, create vested interests in target states, and reshape governmental policies in different ways than if they had been affected by domestic pressures alone.11 This happens in all economic relations, but it is especially true in asymmetric relations where the effects are visible and almost wholly found in the smaller country in the trade relationship.
The mainland’s economic policy toward Taiwan best exemplifies the political relationships—and the uses of coercion and influence—that Hirschman describes. China displaced the United States as Taiwan’s largest export market in 2001; in 2004, 37% of Taiwan’s total exports where to Mainland China, Macao and Hong Kong. Taiwan sent 25% of its total exports to China in 2001, and accepted 7.3% of its total imports from China. In 2004, exports to China had increased to 36%, while imports from China increased to 11%. China plays a similarly large role in shares of Taiwan’s outward foreign direct investment. In 2003, Taiwan invested $5.68 billion abroad, $3.38 billion of that in China- making China the recipient of 59.5% of Taiwan’s total FDI. In 2003 cumulative Taiwanese investment in China totaled more than $24.72 billion.12
From the beginning of economic contact between the two sides, Chinese policy makers have had a clear view of the political objectives of cross-strait trade. As an internal 1990
Chinese document explained, expanding trade with Taiwan would break through the “three no’s” policy, contain separatist trends, and help “interest groups involved closely with the mainland emerge in Taiwan’s politics in the future and facilitate peaceful unification.”13 Chinese President Yang Shangkun noted at a December 1990 National Conference on Taiwan Work that the “emphasis should be placed on economic and other exchanges in order to use business to press politics (yi shang wei zheng) and use the public to pressure the official (yi min bi guan).”
 Taiwanese politicians have been equally clear about how they perceive the politics of economic integration. Under former President Lee Teng-hui, the Taiwanese government refused to negotiate the opening of the “three links” (trade, transport, communication between China and Taiwan) and limited exchange through conservative policy of investment, jieji yongren (no haste, be patient). The Chen Shui-bian administration replaced “no haste” with jiji kaifang, youxiao guanli (active opening, effective management) and opened the three “mini links”15 but has placed a ceiling on Taiwanese investments on the mainland, proposed a “national technology protection law” to regulate the flow of high tech products, and attempted to lure Taiwanese- and foreign-invested firms back to Taiwan by offering preferential tax exemptions and other incentives. Taiwan has tried to reduce its dependence on China by promoting investment in Southeast Asia (the “go south” policy) and by calling for the creation of free trade agreements with the United States and Japan. Speaking to a group of Taiwanese businessmen in July 2002,
President Chen Shui-bian warned that Taiwan should not become too reliant on the Chinese market: “It’s good to create fortunes overseas, however, Taiwan’s national security should be considered a priority and the public interest must be put first. We should not have any illusions about seeking peace by stooping to compromise with China. If our country is not secure, making more money does not mean anything.”
From the beginning of renewed trade, China has attempted to use the Taiwanese business community to influence policy, especially to push for the three links. Members of the KMT, People’s First Party, and Chamber of Taiwan Businessmen in China have been invited to meet with central leaders in Beijing to facilitate political and business exchanges across the strait.
Faced with the Chen administration’s refusal to negotiate over the three links, Chen Yunlin, director of the Taiwan Affairs Office, proposed in 2002 that Taiwan send business leaders, preferably tycoon Wang Yung-ching and food baron Kao Chin-yen, to negotiate the issue of direct transport, postal and trade links. The head of Taiwan’s Mainland Affairs Council Tsai Ing-wen responded that China cannot “appoint people on our behalf” but it is clear that flexibility by China plays into the hands of Taiwanese business. In April 2005 China hosted a visit by KMT Party Chairman Lien Chan, followed in May by People First Party Chairman James Soong.

China has also tried to drive a wedge between the business community and Chen. Several papers in Hong Kong sympathetic to the mainland ran editorials in 2002 that emphasized how Chen Shui-bian’s agenda is to “cheat Taiwan businessmen.” One noted that Chen Shuibian’s refusal to establish direct links is “making the business circles…in Taiwan feel greatly indignant.”Always lurking behind the attempts at influence was the threat of economic coercion, although it played a largely supporting role in Beijing’s overall strategy from the 1980s to the mid 1990s. During the 1995-1996 Taiwan Strait crisis China sent its message through military exercises and public pronouncements harshly criticizing Lee Teng-hui and other “separatist” influences, not through economic policy. Political coercion, however, had severe economic costs. For example, during the second half of 1995, the Taipei stock market dropped 20%, and the New Taiwan Dollar depreciated 10%. Taiwan’s Central Economic Research Institute estimated that the 1995 tensions cost Taipei NT$23.7 billion to stabilize foreign exchange markets and restore public confidence.21 The political efficacy of the measures was mixed. On one hand, the threats imposed huge costs on Beijing’s friends in the business community. On the other, it successfully demonstrated the fragility of the economy and the need for good relations across the Strait to Taiwan’s populace.

 In the run-up to and in the immediate aftermath of the 1999 Taiwanese elections, economic coercion played a larger role in Beijing’s strategy, but in a targeted, directed manner. A message was sent to specific business with strong political ties to Chen Shui-bian, the DPP, or others seen to “favor independence.” On March 16, two days before the presidential elections, Vice Chairman of Association for Relations Across the Taiwan Straits Tang Shubei stated that if the “forces of Taiwanese independence won,” economic relations between the two sides would be seriously impaired. As a result, the stock market fell 4.5%, and the Taiwanese government injected NT$1.5 billion; by mid-March, the Taiwanese government was estimated to have spent NT$3.4 billion to shore up the Taipei index. 
Economic pressure continued after the election. Li Bingcai, deputy director of China’s Taiwan Affairs Office of the State Council and Taiwan Work Office of the Central Committee of the CCP, stated that Taiwan’s industrial and commercial leaders would not be allowed to advocate the “Lee Teng-hui line” while engaging in business and economic operations in China.23 Beijing warned that individual Taiwanese companies could be barred from business if they promoted independence.
After Chen Shui-bian assumed Taiwan’s presidency, his ties with ACER president Stan Shih may have exposed ACER to harassment on the mainland. Acer products apparently disappeared from the shelves of many stores and the company was more or less forced to introduce a new brand name to sell its products. During the dispute, Shih made a trip to Beijing to restate his support for reunification.
Taiwanese businesses with strong links to either the DPP or Chen Shui-bian faced similar concerns in 2001. For example, SOEs were ordered not to do business with the petroleum conglomerate Chi Mei Group, whose PRC operations faced constant scrutiny from zealous tax inspectors.25 In response to a question about Hsu Wen-lung, chairman of Chi Mei and the first leading businessmen to support Chen Shui-bian’s presidential campaign, the head of MOFERT Shi Guangsheng declared “We will not allow Taiwanese businessmen to make political capital at home by supporting independence and make economic profits in the mainland.”
The pattern of coercion suggests a limited sanction policy directed at those with close ties to Chen and the DPP and those who have actively engaged in political support for independence. In fact, Chinese leaders tried to reassure the majority of Taiwanese businesses that they would not be affected. In December 2002, for example, Vice Premier Qian Qichen traveled around Guangdong inspecting Taiwan-invested enterprises and holding meetings with Taiwan businesspeople to discuss cross-strait trade. In his conversations, Qian stated that “In the last decade, exchange across the strait, especially economic exchange, has seen very great progress. Under any circumstances, the mainland’s policy of welcoming Taiwan compatriots to carry out economic activities on the mainland will not change, and so Taiwan compatriots can completely feel assured.”

Trade and Power

Trade and investment are essential elements of power politics, strengthening ties among countries that have similar defense and military orientations. Because trade creates security externalities—trade releases economic resources for potential military use—adherence to a policy of free trade may not make the most sense in an anarchic system. Rather, trade should be used to bind potential allies closer together, and free trade is more likely to emerge across political-military alliances. 
China is not creating an alliance system in Asia, but Beijing does use commercial relations to bolster the position of its friends. During the Vietnamese invasion of Cambodia, China provided guns, tanks, armored personnel carriers, and antiaircraft guns to Thailand at “friendship” prices. In the 1980s, China and Thailand signed a “Strategic Partnership” arrangement, which has included a regular exchange of military personnel and exercises. Today, Cambodia and Myanmar both receive economic and military assistance from Beijing. In 1999,
Cambodia obtained $18.3 million in foreign assistance guarantees and $200 million in no-interest loans for infrastructure projects. China has supplied substantial official development assistance to Myanmar with much of it going to improve the road system in the upper reaches of the country and to support the building of a navigable waterway down the Irawaddy River, projects which could have commercial and possibly military applications. In addition, Beijing is the major supplier of arms to the Burmese regime—some estimates of the value of the supplies exceed $2 billion.
For the majority of the countries in East Asia, China’s increasing economic and political standing in the region creates a new type of influence—the need to consult with Beijing before making major decisions. US naval officials report that requests to increase port calls to Vietnam from one to two a year are met with the response: “we must first gauge reaction in China.” Across issue areas, according to Abdul Razak Baginda, “there is now this feeling that we have to consult the Chinese. We have to accept some degree of Chinese leadership, particularly in light of the lack of leadership elsewhere.”
In addition, China may use trade policy to indicate intentions, signal commitments, or project overall foreign policy orientations.30 Besides the economic benefits that may accrue from any future cooperation, China’s recent push for a free trade agreement with ASEAN sends a number of important messages: China is now a status quo power in Asia, more engaged in multilateral diplomacy, supportive of free trade, and committed to the development of the region.
Goldstein argues that the decision not to devalue the yuan during the Asian financial crisis in 1997 reflected in part Beijing’s desire to substitute the image of a responsible power for its reputation as an “irredentist, revisionist, rising power” that it was acquiring in 1995-1996.
Furthermore, as Frost argues in this volume, “Intra-Asian FTAs [free trade agreement] in particular have assumed a role akin to that of security alliances, serving as an expression of political and security ties as well as a harbinger of trade and investment. FTAs do not affect the military balance of power, but they alter and redefine the balance of influence, perceptions of security, and new political alignments.” Frost notes that trade negotiations and FTAs in particular open new avenues for influence throughout the region.

How Successful Can Economic Statecraft Be?

Despite Beijing’s widespread efforts to cultivate political sway through economic relations, converting trade and investment into influence is not a simple linear process. Beijing’s attempts to build regional influence appear to depend on the size and level of development in its own market, the nature of the interests (regional, sub-regional, global) at stake, and the degree of threat the smaller economies perceive in China’s rise.
In the case of trade, a large, developing economy may be less able to exert influence in the region than a large developed nation (such as Japan or the United States). Pursuing political objectives at the cost of shorter-term economic goals requires a fairly stable and mature economy as well as the ability to balance the demands of competing domestic interests. Serious economic dislocation would put pressure on Beijing to adjust trade or investment patterns, undermining the political coherence of economic and security policies. Faced with rising unemployment and social instability, Beijing may be less willing to run trade deficits with and open domestic markets to its neighbors. Even in the absence of a serious downturn, the center would have to be able to compensate the industrial sectors or geographical regions that lost as a result of trade concessions made in pursuit of political goals.
Beijing will also have to convince its trading partners that it can follow through and implement its trade commitments. Without political transparency and accountability, China’s proposals on trade risk becoming good public relations with little substance.33 The highly touted China-ASEAN free trade pact signed in November 2004 is an example. Close observers note that the more than 100 exceptions in the agreement, which would eliminate tariffs between China and the members of ASEAN by 2015, render it far less substantial than has been advertised.
There may also be a mismatch between what the Chinese economy can offer and what other developing economies need. The Chinese and Southeast Asian economies may be competitive rather than complementary. The rather widespread belief that the FDI available to the region has been largely diverted to China is not, according to the Ravenhill chapter in this volume, supported by the data. Ravenhill argues that “diversion” of FDI to China is almost certainly overstated, and fails “to take into account the substantial ‘round-tripping’ of mainland funds in China’s FDI inflows, and peculiarities in China's reporting of inward FDI.” On the trade side, however, while Beijing portrays itself as a new export market, Chinese goods could flood global export markets at the expense of the region’s smaller or less developed members (and to some degree, already are). Ravenhill’s chapter, for example, shows ASEAN producers losing market shares and value in office machinery, footwear, apparel and clothing and electrical machinery.
Strong economic ties may also coexist with strained political relations, diminishing Beijing’s ability to influence domestic politics in the target state. Here my analytical framework differs from that applied by Robert Ross in his chapter in this volume. For Ross, the response of states along China’s periphery is essentially explained by the balance of power and geography.
Over the last decade, China has greatly improved its ability to project power across land borders against smaller countries. As a result, Thailand, Vietnam, and Korea have essentially accepted the conclusion that they will not be able to balance against China and have so realigned their politics toward Beijing. States that can rely on the ocean to provide defense in depth have more leeway since PLA power projection capabilities remain limited, especially over the sea.
Although the Strait separates China from Taiwan, 700 short-range missiles and a growing fleet of destroyers and attack submarines makes Taiwan’s future more like that of Korea and other countries with land borders than maritime Southeast Asia.
 In this chapter, domestic politics and national identity play a larger explanatory role. Geography is a constant and defining condition, but it is important to remember that exerting influence is a political process that requires domestic mediators. Beijing’s influence is in the end expressed through military threat and domestic politics in the target states. These politics help define the threat and are contingent; they can be remade by shifting alliances within the target state. In the case of China’s bilateral relations, political battles over national identity and history can have a large impact on the perception of threat.
In 2004, China replaced the United States as Japan’s top trade partner, with total trade of US$167.9 billion. Japanese investment in China totaled almost $5.5 billion. But even as the two economies grow increasingly interdependent, analysts characterize the current bifurcation of Sino-Japanese relations as “cold politics; hot economics.”34 In the recent past, Tokyo and Beijing have clashed over the exploration of natural gas in the East China Sea, the presence of a Chinese submarine off Okinawa, Japanese politicians’ visits to Yasukuni Shrine, the granting of a visa to Lee Teng-Hui, the new National Defense Program Guideline which specifically refers to a threat from China, and a joint US-Japan declaration identifying stability in the Taiwan Strait as a common strategic objective.

The trick for Beijing (and in some part Tokyo) is to balance nationalist public sentiment—feelings that are often nurtured by government propaganda—with the need to maintain stable economic relations. In the past, Saunders and Downs argue, China’s “government proved willing to incur significant damage to its nationalist credentials by following restrained policies and cooperating with the Japanese government to prevent the territorial disputes from harming bilateral relations.” Chinese leaders were relatively successful in preventing anti-Japanese nationalism from influencing foreign policy decisions in the 1980s and 1990s. The April 2005 protests against Japanese textbooks as well as subsequent attack on the Japanese embassy and commercial entities in Beijing, Shanghai, Chengdu, Shenzhen, and Chongqing certainly suggest that technological and generational change may be weakening the ability, or willingness, of Chinese leaders to insulate these decisions from public opinion As a result of the protests, the percentage of Japan’s population holding positive views of China has decreased dramatically, as has the influence of the “China school” in the foreign ministry. Japan’s pursuit of “normal nation” status,a goal that seems to be held across party  lines, is likely to promote continued friction.

Although nowhere close to reaching the level of vitriol in the Sino-Japanese relations, Sino-Korean relations have also lost some of their sheen. Since normalization of relations between Seoul and Beijing in 1992, commercial relations exploded, and China passed the United States as South Korea’s number one trade partner and investment destination in 2003. For much of the 1990s, Korea was swept by “China fever”; Chinatowns emerged in cities throughout South Korea, language schools reported surging demand for Chinese lessons, and South Korean students came to dominate classrooms in Chinese language programs at the top Chinese universities. Many analysts were surprised when former president Kim Dae Jung referred to the “special relationship” between South Korea and China, an expression usually reserved for Seoul’s ties with Washington. While differences between the United States and South Korea over the handling of the North Korean nuclear program are helping push Seoul closer to Beijing, Korea’s desire to benefit from the opening of the Chinese markets is also playing a role.
Even though there is optimism about export opportunities to China, Korean producers are increasingly worried about competition from low cost Chinese manufacturers and the hollowing out of Korean industry. If the rate of growth in bilateral trade slows, it will become more difficult to ignore potential trade conflict. Scott Snyder argues that with the loss of momentum in the economic relationship, “there will also be less excuse to gloss over political disputes between South Korea and China over refugees, historical issues, or other disagreements in the relationship.”38 China’s claim to the ancient Goguryeo Kingdom in 2004 appears to have cooled some of the fervor that gripped South Korea, injecting a greater degree of suspicion into South Korean thinking about China’s motives and methods.

The degree of threat perceived by the smaller actor plays a large, and perhaps the defining, role in determining Beijing’s success in actually converting asymmetric trade relations into political influence. The Chinese have been unable to convert economic dependence into political influence in Taiwan. Increased trade clearly created interest groups in Taiwan who pushed for even greater economic integration. From the first business people who funneled money illegally through Hong Kong to invest on the mainland to the industrial leaders claiming to be too restricted by the “Go Slow, Be Patient” policy, Taiwanese businesses have continually pushed the pace of economic integration. For example, in a 1998 survey 70% of Taiwanese businesses had investments in China, and 50% hoped for greater relaxation of restrictions on investments. Industries with direct interest in the trade such as shipping lines and computer manufacturers have taken the lead in the campaign for cross strait shipping ties. Taiwan Semiconductor chairman Morris Chang, for example, protested against the Taiwanese government’s “blatant interference” in investments on the mainland. Yet, for the most part, these organized interests have pushed for greater economic, not political, integration. There have been some limited cases of calls for political concessions, but these remain at the margins.40 In the end, it appears that economic integration has polarized
Taiwanese domestic politics, creating one pole around Lee  Teng-hui and Chen Shui-bian, and another around the business community. Chen Ming-Chi argues that economic losers in cross-strait integration tend to be concentrated in central and southern Taiwan and that these groups tend to identify with the DPP.41 In addition, the more dependent the economy has become on the mainland and the greater perceived vulnerability of Taiwan to China, the greater the political pressure on Chen to expand and tighten ties with the United States and to continue to promote the development of a separate Taiwanese national identity. The larger problem is that the goal Beijing is trying to achieve through influence— essentially to convince the Taiwanese to give up de facto sovereignty—appears incompatible with the use of threat. Since the mid-1990s, one of the central goals of military modernization has been to pose a credible threat to Taiwan in order to influence Taiwan’s choices about its political future; or, failing that, to prevent Taiwan from achieving political independence.42 The most visible sign of this coercive ability has been the deployment of over 700 short-range missiles opposite Taiwan. In addition, China’s arsenal includes major weapon systems purchases from Russia like the Kilo-class submarine, Sovremenny-class destroyer, and SU-27 and Su-30 aircraft as well as the comprehensive transformation of PLA tactics, doctrine and training. Beijing has also adopted an increasingly inflexible position toward Taiwan, defining sovereignty narrowly and rejecting any diplomatic space for Taiwan in international institutions like the World Health Organization. In this political context, the objects of influence—the business associations and the “pan Blue” coalition (the coalition among the KMT, People’s First Party and the New Party more willing to accept the status quo across the Strait) —have little political room to maneuver. Beijing’s threats de-legitimize accommodation with Beijing— concrete suggestions about working with the mainland take the cast of selling Taiwan out.

How Long will Beijing’s Interest in Economic Statecraft Last?

Beijing’s commitment to economic statecraft and to the uses of influence in particular will continue only as long as the policy is seen to be effective. China could quickly shift its emphasis to coercion if Taiwan crosses one of Beijing’s “red lines” in a move toward formal independence. Under such circumstances, the high economic costs of military conflict—in the disruption of trade and investment as well as possible sanctions from the United States, Japan, and the European Union—might not persuade China’s leaders to maintain the current emphasis on international cooperation. Chinese scholars note that Beijing came to Pyongyang’s assistance during the Korean War, facing a much more technologically advanced enemy while it was still engaging in economic reconstruction after the end of World War II and the civil war. “If China could make such huge national sacrifice at the cost of national construction to aid another country, then it will definitely go to war to achieve territorial integrity and national reunification.”
The balance between influence and coercion is already a source of debate in Beijing.
Some analysts have argued that the focus on economic integration may have in part convinced Taiwanese politicians to pursue separatist policies more aggressively. Taiwan has moved closer to independence “not because the response was too strong but rather because the response was insufficiently strong.” The focus on peaceful reunification and economic integration reduced the credibility of Chinese deterrence. To prevent further erosion of China’s current position,
Beijing must make Taiwan, and the United States, recognize that it is “willing to pay any price” to contain Taiwanese independence. The pursuit of influence and attempts to reassure neighbors is also based in a particular view of Sino-US relations. In the late 1990s, Chinese foreign policy analysts and policymakers began to believe that US preponderance was likely to continue at least for the next several decades. Belligerence toward the United States, and toward the region as a whole, was counterproductive. 45 At the 16th Party Congress in November 2002 Jiang Zemin described the first twenty years of the 21st century as a “period of important strategic opportunity,” a period during which Beijing could cooperate with other powers. Hu and Wen have continued this policy line, working to establish long term stable relations with the United States that will be conducive to China’s modernization drive.

A breakdown in this consensus view of the world—caused by an increased sense of threat or internal struggle among different policy factions—could shift the balance between economics and security. A greater sense of encirclement by the United States might prompt greater defense spending and/or an effort to formalize alliance relationships. Chinese efforts to balance the United States might provoke counterbalancing from ASEAN, to the detriment of economic cooperation with China.

Conclusion

While the increasing confidence of Chinese diplomacy in the region has often been cast as a zero-sum competition with the United States, the end results may be less disruptive and adversarial than predicted for at least two reasons.46 First, the other states of the region are not passive players, but are also involved in shaping and reacting to China’s rise. Much depends on how we perceive the behavior of the states on China’s periphery, and if we see them as balancing, bandwagoning, or “hedging” against the rise of China. For example Acharya describes the states of ASEAN as unwilling to rely on either Beijing or Washington for their security and therefore engaged in “double binding” –efforts to enmesh China and the United State in regional institutions. These institutions have so far proven surprisingly flexible and durable in supporting regional stability. There has been a tendency to see rising economic cooperation as a sign of bandwagoning. But the smaller states of Southeast Asia may be engaged in a strategy that mirrors Beijing’s own efforts to reassure the region, using economic ties to reduce threat perception while improving defense coordination with the United States. As Lyall Breckon argues, “U.S. trade and security involvement in Southeast Asia, and improved U.S.-China relations overall, may be necessary conditions for the climate of confidence in which China has achieved its striking gains in Southeast Asia.”

Second, in many respects, China’s current use of economic statecraft overlaps with many US security concerns in the region. As Frost notes in her chapter: “Beijing’s new commercial-diplomatic ‘embedded-ness’ bodes well for regional peace and prosperity and is broadly consistent with U.S. interests – provided, and it is a crucial proviso, that the United States stays engaged in the region.” For example, Chinese plans for market oriented regional integration complement rather than oppose U.S. interests. As Iain Johnston has noted, the evidence supporting Beijing’s drive for regional hegemony is not clear cut.50 China’s increasing military weight in the region could constrain American security capabilities.
Even before the war in Iraq and the nuclear standoff with North Korea, U.S. military planners were thinking about how to use a greater maritime emphasis and long-distance strike capabilities to compensate for fewer U.S. bases and lack of infrastructure in the region. But there is little evidence that China is actively using economic ties to try and separate the United States from its regional allies. In fact there is mixed evidence that China continues to see the U.S.-South Korea and U.S.-Japan alliance as the basis of regional stability.
As the introduction and conclusion note, the overlap of Chinese and American interests is not a given, and in large part depends on the attitudes, behaviors, and responses to the rise of China by North and Southeast Asia, the United States, and the Chinese themselves. The United States must in particular hedge against two future possibilities. First, the primary focus on international stability and internal development may not prevent the use of coercion, despite the best intentions of China’s current leaders. As Christensen notes, even if the pursuit of economic growth is Beijing’s main policy goal, unease “about domestic stability and national integrity, and the need for military might and nationalistic posturing, often make the straightforward pursuit of national wealth an impossibility for the CCP.”52 A legitimacy crisis, provoked by either domestic disturbance or external threats to territorial integrity and national sovereignty, could derail the mainly status-quo orientation of Beijing’s current foreign policy.
Moreover, cooperative behavior from Beijing now may not ensure responsible action in the future. Economic development may create a degree of lock-in for Beijing, generating domestic expectations about continued growth and empowering social forces in China that inhibit the flexibility of Beijing (much as U.S. business interests influence Washington). But it is also possible that Beijing has chosen to rely on influence because it does not yet have the ability to follow through on coercive threats. Without the ability to project power and sustain a military presence in maritime East Asia, military threats would be more than counterproductive. They would expose Beijing’s weakness.
Given the uncertainty about Chinese intentions (and the inability to block Beijing’s rising influence), this chapter reinforces the point made by the introduction, Frost and others: to maintain at the least the possibility of China’s peaceful rise, the United States must actively reengage with Asia. China has benefited from the perception that it is now the status quo power in Asia—in contrast to what Breckon describes as a regional perception of the United States as “unilateralist, given to preemptive military action, and insistent in pushing an agenda that ignored Southeast Asian interests in favor of counterterrorism and non-proliferation.”53 The United States must renew its interest in developing multilateral trade agreements and institutions in the region, while at the same time strengthening bilateral cooperation with Japan and India.
The key for Washington is to realize that both the bilateral and multilateral paths must be pursued in order to counter Beijing’s rapidly deepening multilateral engagement with Asia.54 In effect, a policy that responds to the rise of China should pay as much attention to the larger Asian framework as it does to China.

Tuesday, March 11, 2014

The Coup d'etats ( History)


Coup d’etats in Africa:
The Emergence, Prevalence and Eradication

       Introduction

A coup d’etat can be defined as a “quick and decisive seizure of governmental power by a strong military or political group. It is the sudden overthrow of a government, usually done by a small group that just replaces the top power figures”.[1] In contrast to a revolution, a coup d’etat does not involve a mass uprising. Rather, in a typical coup, a small group of politicians or generals arrest the incumbent leaders, seizes the national radio and television services, and proclaims itself in power. The word coup d’etat is French for “stroke of the state” or “blow to the government”.
Tactically, a coup usually involves control of some active portion of the military while neutralizing the remainder of a country's armed forces. This active group captures or expels leaders, seizes physical control of important government offices, means of communication, and the physical infrastructure, such as streets and power plants. The coup succeeds if its opponents fail to dislodge the plotters, allowing them to consolidate their position, obtain the surrender or compliance of the populace and surviving armed forces, and claim legitimacy.
History
Coup d’etats have long been part of a political tradition. Indeed, Julius Caesar who is best known as the most famous of Roman generals made a coup and was the victim of another coup. Many Roman emperors, such as Claudius the fourth Roman Emperor, came to power in coups.
In the late 20th century, coups occurred most commonly in developing countries, particularly in Latin America (Brazil, Chile, Bolivia and Argentina), Africa and Asia (Pakistan). Coups also occurred in the Pacific (Fiji) and in Europe (Greece, Portugal, Spain and the Soviet Union). Since the 1980s, coups have been seen somewhat less frequently. Perhaps a significant reason is the general inability to resolve the economic and political problems of developing nations. This has made armed forces, particularly in Latin America, much more reluctant to intervene in politics. Hence, in contrast to past crisis, the armed forces have sat on the sidelines through economic crisis such as the Asian crisis in Thailand in 1998 or the Argentine crisis of 2002 and have tended to act only when the military perceives itself as institutionally threatened by the civilian government, as occurred in Pakistan in 1999.
Also, coup d’tats have often been seen as a means for powerful nations to assure favorable outcomes in smaller foreign states. In particular, the American Central Intelligence Agency (CIA) and the Soviet KGB developed a reputation for supporting coups in states such as Chile and Afghanistan, respectively. Such actions are substitutes for direct military intervention which would have been more politically unpopular. The governments of France and Britain have engineered coups as well.

Important coups in the 20th century [2]

  • 1920: The Kapp Putsch, a failed coup attempt by the freïcorps Ehrhardt.
  • 1923: The Beer Hall Putsch, a failed coup attempt by Adolf Hitler in Germany.
  • 1926: Coup of Jozef Pilsudski in Poland.
  • 1932: The Mäntsälä Rebellion, failed coup attempt by the Lapua Movement in Finland.
  • 1932: The May 15th Incident, a military coup in Japan.
  • 1933: Failed coup against Franklin D. Roosevelt in United States.
  • 1934: Coup of Karlis Ulmanis in Latvia.
  • 1934: Coup of Konstantin Päts in Estonia.
  • 1935: Coup in Greece.
  • 1936: Part of the army seizes control of parts of Spain commencing the Spanish Civil War. Later General Francisco Franco assumes control of the country.
  • 1936: The February 26th Incident, a failed coup attempt in Japan by junior military officers that did succeed in installing a military government.
  • 1942: French resistance coup in Algiers.
  • 1943: Military coup in Argentina.
  • 1944: The July 20th Plot, a failed coup attempt in Nazi Germany led by Claus von Stauffenberg.
  • 1945: Getúlio Vargas's government ends due to a coup.
  • 1947: Coup in Thailand.
  • 1948: Communist coup in Czechoslovakia, leading to a one-party totalitarian state in one of the then Soviet states.
  • 1952: Military coup in Egypt.
  • 1953: Anglo-American coup in Iran, code-named Operation Ajax.
  • 1954: Military coup in Paraguay.
  • 1955: A contra-coup in Brazil grants the presidency to elected one, Juscelino Kubitschek.
  • 1958: Military coup in Pakistan. Army Chief and Defence Minister General Ayub Khan overthrows the government of Iskander Mirza and becomes President after a winning a rigged referendum.
  • 1958: Civic/Military coup in Venezuela, overthrowing Marcos Perez Jimenez.
  • 1958: Military coup in Iraq overthrows the monarchy.
  • 1959: 26th of July Movement in Cuba, led by Fidel Castro and accompanied by Che Guevara, overthrows the Batista government.
  • 1960: Military coup in Turkey.
  • 1961: The Coup d'état of May Sixteenth in South Korea. Park Chunghee established presidency.
  • 1962: Failed military backed and Catholic action led coup in Sri Lanka then Ceylon.
  • 1963: Military coup in South Vietnam, overthrowing Ngo Dinh Diem.
  • 1963: Military coup in Ecuador.
  • 1963: Military coup in Syria.
  • 1963: Coup in Iraq, followed by a counter-coup.
  • 1964: Military coup in Brazil.
  • 1964: Military coup in South Vietnam, overthrowing Duong Van Minh.
  • 1966: Military coup in Ghana.
  • 1967: Military coup in Greece.
  • 1968: Coup in Panama by Omar Torrijos.
  • 1968: Coup in Iraq establishes rule of the Ba'ath Party.
  • 1969: Colonel Qadhafi overthrows monarchy in Libya.
  • 1969: Military coup in Somalia.
  • 1970: Military coup in Pakistan. Army Chief General Yahya Khan forces President Field Marshal Ayub Khan (who himself came to power in a coup) to hand over power to him.
  • 1970: Coup in Bolivia, soon followed by a leftist countercoup.
  • 1971: Military coup in Turkey (Coup by Memorandum).
  • 1973: Military coup in Chile.
  • 1973: The President of Uruguay dissolves Parliament and heads a coup.
  • 1974: Military coup in Portugal (Carnation Revolution).
  • 1975: Military coup in Bangladesh overthrows and kills Sheikh Mujibur Rahman.
  • 1976: Military coup in Ecuador.
  • 1976: Military coup in Argentina.
  • 1979: Military coup in Pakistan. Army Chief General Muhammad Zia-ul-Haq overthrows the civilian government and hangs Prime Minister Zulfiqar Ali Bhutto after a sham trial.
  • 1979: The Coup d'état of December 12th in South Korea. Chun Doo-hwan established president ship.
  • 1980: Military coup in Turkey.
  • 1980: Military coup in Liberia.
  • 1980: Successful coup in Suriname by military officers led by Dési Bouterse that resulted in military rule until 1988.
  • 1981: Failed coup in Spain led by Antonio Tejero.
  • 1991: Failed coup attempt in the Soviet Union.
  • 1992: Alberto Fujimori launches a self-coup in Peru.

Recent coups and coup attempts [3]

  • 1999: Military coup in Pakistan.
  • 1999: Military coup in Ivory Coast.
  • 2000: Military coup in Fiji.
  • 2000: Coup in Ecuador.
  • 2000: Overthrow of President Fujimori in Peru.
  • 2002: Unsuccessful coup to overthrow Hugo Chávez in Venezuela.
  • 2002: Military coup in Central African Republic.
  • 2003: Attempted coup in Mauritania.
  • 2003: Military coup in São Tomé and Príncipe.
  • 2003: Military coup in Guinea-Bissau.
  • 2004: Military coup in Haiti.
  • 2004: Two attempted coups in Mauritania.
  • 2004: Attempted coup in the Democratic Republic of Congo.
  • 2004: Second attempted coup in the Democratic Republic of Congo (June).
  • 2004: Attempted coup in Equatorial Guinea (August).
  • 2005: Coup in Togo legalized by parliamentary vote but unrecognized by international community.
  • 2005: Coup in Ecuador overthrows Lúcio Gutierrez.
  • 2005 Coup by Nepalese monarch, overthrows constitutional monarchy. Restoration of absolute monarchy.
  • 2005: Coup in Mauritania.

Rate of Success of Coups [4]

 

Current leaders who came to power via coups [5]

  • Fidel Castro, President of Cuba (1959 - Present)
  • Muammar al - Qaddafi, leader of Libya (1969 - Present)
  • Pervez Musharraf, leader of Pakistan (1999 - Present)
  • Omar Hassan Ahmad al - Bashir, leader of Sudan (1989 - Present)
  • Teodoro Obiang Nguema Mbasogo, President of Equatorial Guinea (1979 - Present)
  • Idriss Déby, President of Chad (1990 - Present)
  • Yahya Jammeh, President of The Gambia (1994 - Present)
  • Zine El Abidine Ben Ali, President of Tunisia (1987 - Present)
  • Blaise Compaoré, President of Burkina Faso (1987 - Present)
  • Lansana Conté, President of Guinea (1984 - Present)
  • Ely Ould Mohammed Vall, leader of Mauritania (2005 - Present)
  • Azali Assoumani, President of the Comoros (1999 - Present)
  • François Bozizé, President of the Central African Republic (2003 - Present)

Figure 1: President Castro of Cuba, the world’s longest -serving leader

 

                

 

 

Types of coups

There are three main types of coups: Presidential coup, palace coup and Putsch. A presidential coup can defined as the “temporary suspension of constitutional guarantees and closure of the executive, which rules by decree, and uses referenda and new legislative elections to ratify a regime with broader executive powers.” [6] This occurs when a democratically elected president converts the regime into a dictatorship with the objective to expand and increase executive power. There have been two well known presidential coups in the 1990s: Peru and Guatemala. In the case of Peru, Alberto Fujimori comes to power in 1990 but fails to secure control over congress. Overtime relations between executive and congress deteriorate. In April 1992, two years after coming to power, President Fujimori closes congress, suspends the constitution, fires judges and declares an emergency rule. The Peruvian military offers Fujimori institutional support and the public rallies behind him. Congressional elections are later held in November 1992 and Fujimori is re-elected in 1995. [7]  In Guatemala, Jorge Serrano comes to power in 1990 and also fails to secure control over congress. Also, relations between executive and congress deteriorate with time. President Serrano uses discretionary spending power to build congressional support. When the bill backfires, Serrano closes congress, suspends the constitution, declares an emergency rule and immediately calls for new elections. Unfortunately, the constitutional court challenges the legality of Serrano’s actions and the electoral board, the military, civil society and international pressure rally against Serrano. An interim president is appointed and Serrano is exiled.[8] There are numerous other recent cases of Presidential coups: Russia in 1993 when Boris Yeltsin expanded executive powers. Kazakhstan in 1994 when Nursultan Nazarbaev dissolved parliament and wrote a new constitution with expanded executive powers. Belarus in 1996 when Alexander Lukashenko changed the constitution. Philippines in 1973 when Ferdinand Marcos converted his elected government into a dictatorship.

Palace coups take place within political structures of existing regimes. It involves the plotting of rivals of the president within the ruling group. The objective of palace coups is the replacement of the president through constitutional action. Assassinations are also a key feature of palace coups and for success military support is often needed. Palace coups are characterized by deep conspiracy and secrecy, are usually bloodless with very little destruction and are quick and effective. A recent example of a palace coup is the assassination of President Laurent Kabila of the Democratic Republic of Congo in 2001. Other examples of palace coups include the Nigerian coup in 1974 in which Generals Murtala Mohamed and Olusegun Obasanjo overthrew General Yakubu Gowon. Another palace coup in Nigeria occurred in 1994 when General Sani Abacha staged a coup to block the transition from military to civilian rule/democracy.

A putsch is a violent military uprising by a group within the military, but not within the ruling group. It involves a conspiracy for the seizure of key military targets and the subsequent seizure of state power. Examples of putsches include the Chilean coup in 1973, the Central African Republic coup in 2003 and the Cote d’Ivoire coup in 1999.

Coup d’etats in Africa

Post colonial Africa has been hobbled by illegitimate political takeovers. According to research by Patrick McGowan,[9] a professor of political science at Arizona State University in Tempe, in sub-Saharan Africa between 1956 and 2001 there were 80 successful coups, 108 failed coup attempts, and 139 reported coup plots. There have been 11 attempted or successful coups since then.
Equatorial Guinea
The most recent attempted coup in Africa was that to oust President Teodoro Obiang Nguema Mbasogo of oil-rich Equatorial Guinea who himself came to power through a coup in 1979. Since independence in 1968, Equatorial Guinea has been ruled by two men, from the same family, who have been described by a variety of human rights organization as among the worst abusers of human rights in Africa. In the 1970s, Equatorial Guinea became notorious when the widespread human rights abuses of President Francisco Nguema caused a third of the population to flee. In 1979, Francisco Nguema was overthrown by his nephew, the current president. The former leader was tried and executed. The new president proclaimed an amnesty for refugees and released some 5,000 political prisoners, but kept the absolute control he had inherited.[10]
In the mid-1990s, large oil and gas deposits were discovered off Bioko, making Equatorial Guinea one of Africa's biggest oil producers. But few ordinary people are benefiting from the economic boom. Despite international calls for greater financial transparency in the sector, President Obiang has said oil revenue figures are a state secret.
In 1996, Equatorial Guinea's first multi-party presidential election was held amid reports of widespread fraud and irregularities, returning President Obiang Nguema with 99% of the vote. His government has been accused of widespread human rights abuses and of suppressing political opposition. A government-in-exile has been formed by opposition leaders living in exile in Spain.
Figure 3: Map of Equatorial Guinea

 

 


In March 2004, authorities in Zimbabwe impounded a plane which flew in from South Africa with 64 alleged mercenaries on board. The mercenaries were on their way to Equatorial Guinea to oust the government of President Obiang Nguema and had stopped in Zimbabwe to pick up ammunition. Simon Mann, a British ex-SAS officer from a wealthy family and with previous involvement in mercenary operations, was leading the group and appeared to have been the main instigator of the coup attempt. An additional 17 mercenaries were arrested in Equatorial Guinea when the coup attempt was thwarted. Their leader, Nick Du Toit, was sentenced to 34 years in prison, with most of the others receiving heavy sentences. Du Toit was the only mercenary to admit he was taking part in an attempted coup.
It was also found that Mark Thatcher, the son of the former UK Primer Minister Margaret Thatcher, had engineered and financed the coup. Mr. Thatcher, who was arrested at his home in South Africa, pleaded guilty to helping finance the coup plot. An increasing amount of evidence had strengthened the case against Mr. Thatcher as South African police were able to prove that Mr. Thatcher had transferred about USD 285,000 to the mercenaries that were to execute the operation and had met and talked frequently to them prior to the coup attempt. [11]
Under the threat of being extradited to Equatorial Guinea or being condemned to a prison sentence in South Africa, Mr. Thatcher reportedly negotiated a deal with the prosecutor. In exchange for his confession and further cooperation with the court, the British businessman was to avoid prison and extradition. When Mr. Thatcher entered his guilty plea he claimed he thought the helicopter, which he had bought for the alleged coup plotters, would be used for humanitarian works. After pleading guilty, he was immediately handed down a five-year suspended prison sentence and a fine of about USD 560,000. [12]


It was later revealed that two reports on the background to the attempted coup were sent in December 2003 and January 2004 by South African security expert Johann Smith to British intelligence and to Michael Westphal, senior colleague of Donald Rumsfeld and deputy assistant secretary of defense.[13] According to the Observer, the second report warned the coup would take place in March 2004 and that “knowing the individuals as well as I do, this timeline is very realistic and will provide for ample time to plan, mobilize, equip and deploy the force.” Smith, a former commander in the South African Special Forces and apparently now working for the Equatorial Guinea regime, was given information by some of the South African mercenaries involved. He claims he has received death threats since the coup attempt and that he received no acknowledgements from Britain or the United States.
The Observer concludes by pointing out that everything points to the British, American and also the Spanish governments giving tacit support to a privately funded plot to remove the president of Equatorial Guinea, Teodoro Obiang, and replace him with Severo Moto, a leading opponent of the regime living in exile in Spain. Obiang is said to be in poor health and, whilst the Bush administration and Western regimes are on good terms with this despot, there are fears that if he dies there will be a struggle between possible successors.
Fear of such instability must also be of concern to the oil corporations involved, such as ExxonMobil and ChevronTexaco, as Equatorial Guinea is now the third largest oil producer in sub-Saharan Africa. The tiny country of less than 500,000 people had a gross domestic product of USD 1.85 billion in 2001 and churns out 350,000 barrels of oil a day. It has vast oil reserves, estimated to be approximately 10 percent of the total global reserves, according to the US Department of Energy. US oil companies have invested USD 3 billion in the country since 1995. A report by a US Senate committee revealed hundreds of millions of dollars had been deposited by Obiang, his family and associates in the Washington-based Riggs Bank “with little or no attention to the bank’s anti-money laundering obligations....”.
Mauritania
The most recent successful coup in Africa took place in Mauritania, a largely desert country. With President Taya out of the country for the funeral of the Saudi king, a group of army officers staged a bloodless coup on August 3rd 2005 and announced the formation of a military council. The council, headed by Colonel Ely Ould Mohammed Vall, said it had acted to end a "totalitarian" regime and promised to hold presidential elections within two years. Many Mauritanians welcomed the move.

 



Colonel Vall has been head of national security since 1987 and, after playing a key role in the 1984 coup which brought Mr. Taya to power, had been seen as one of the president's closest aides. One of the new leader's first acts was to free 21 Islamists, jailed by the previous government. Citing the threat of terrorism, the previous government cracked down on Islamist activists. Critics maintained that the action was aimed at stifling political opposition.
The ousted president, Maaouiya Ould Sid Ahmed Taya, survived previous challenges to his rule; a coup attempt in 2003 was put down after heavy fighting between loyal troops and rebel soldiers. Two more alleged coup attempts were thwarted in 2004. Mr. Taya seized power in 1984 as head of a military junta. After multi-party polls in 1992 he headed civilian governments. He was re-elected for a third time in 2003, gaining 67% of the first-round vote.[14] Opposition groups said polling had been marred by fraud and intimidation.


Recommendation: Ending Coups in Africa

Foreign Intervention: Western powers

Recently Pat Robertson, a US religious broadcaster called for the US to assassinate Venezuelan President Hugo Chavez. Mr. Robertson described Mr. Chavez as “a terrific danger” and accused the United States of failing to act when Mr. Chavez was briefly overthrown in 2002. Mr. Robertson, founder of the Christian Coalition of America and a former presidential candidate said: "You know, I don't know about this doctrine of assassination, but if he thinks we're trying to assassinate him, I think that we really ought to go ahead and do it. It's a whole lot cheaper than starting a war ... and I don't think any oil shipments will stop." [15]
Mr. Robertson's remarks come amid tense diplomatic relations between Venezuela and Washington. President Chavez is a regular critic of the US, which regards Venezuela as a possible source of instability in the region. Mr. Chavez has accused Washington of conspiring to topple his government and possibly backing plots to assassinate him. US officials have called the accusations ridiculous.
FS

 
Figure 10: TV host Robertson urged the US to kill Chavez

 
                

 

 

Mr. Robertson’s remarks confirm the role Western powers often play in toppling foreign governments, especially ones in developing nations. The United States, Britain and Spain were implicated in the attempted coup in Equatorial Guinea. Even after having received substantial and credible evidence about the coup, both nations failed to the very least inform the government of Equatorial Guinea. Two months after the Democratic Republic of Congo (formerly known as Zaire) became independent, Mobutu Sese Sekou overthrew the government and took power in a CIA backed military coup. [16]

In order to bring an end to coups in the continent, African leaders need to examine the role of foreign intervention by Western powers. Western powers look for ways of replacing governments they “deem” is a threat to the region, uncooperative, unfriendly and/or critical of their policies. They tend to back rebel groups trying to overthrow democratically elected governments. When such a government is endowed with natural resources such as oil or other precious minerals then the likelihood of such an intervention becomes very likely. Foreign intervention by Western powers resulted in a 27- year civil war in Angola in which the Angolan Rebel Leader of UNITA (National Union for the Total Independence of Angola), Jonas Savimbi was funded in the fight against the Angolan elected government.


 

 

 

 

Foreign Intervention: Western Individuals

African governments should also look at the role played by foreign nationals in trying to topple democratically elected governments. Mr. Mark Thatcher pleaded guilty to funding a foiled coup in Equatorial Guinea. Unfortunately, he was handed down a five-year suspended prison sentence and a fine of about USD 560,000 whereas some of the mercenaries were given long jail sentences. Foreign nationals implicated in engineering and/or financing coups should carry as much of the burden as the mercenaries that actually carry out the coup. Countries whose citizens are implicated in coup attempts should be deterred from making their nation a safe haven for coup plotters because the latter are as dangerous as terrorists. Such citizens should stand trial in their home country or be extradited to the other nation to face charges.

 

Establishment of democratic governments

In order to prevent coups, African nations need to establish democratic governments, adopt an independent electoral code to ensure free and fair voting in elections, encourage freedom of speech, and respect for human rights and the constitution. For example, President Omar Bongo of Gabon has been ruler since 1967. He has won multiple presidential elections all of which have been marred by fraud and irregularity. Under changes to the constitution made in 2003 President Bongo may run for office for as many times as he wishes. [17] Colonel Muammar Gaddafi, President of Libya, came to power in a bloodless coup in 1969. Muammar Gaddafi, a shrewd leader, is the Arab world's longest-serving leader and has survived several attempts on his life. [18]
These are just two of the many African leaders who have come to power either democratically or illegitimately and have refused to step down. They torture members of opposition parties, rig municipal and presidential elections, censor newspapers, radio and television stations that are critical of the despotic government, intimidate members of the press that are opposed to the government’s policies and amend the constitution so that the current leader and his political party can rule the nation indefinitely.
African governments that cultivate such undemocratic regimes promote members of opposition parties and the military to carry out a coup as that is the only way in which the current government can step down and much-needed reforms brought about. African leaders need to promote dialogue among the many political parties and encourage the participation of opposition parties in the government. As such nationals who are displeased with the current regime can voice their opinion through the use of ballot boxes. If such an opportunity is taken away and the government in power represses its nationals, then many would resolve to toppling the government illegitimately.

Role of the African Union

The role of the African Union is perhaps the most important of all in bringing an end to coups on the continent. The African Union, formerly known as the Organization for African Unity (OAU), has made commendable progress in getting rid of the colonialist influence. The creation of the AU marked a realization by African nations that the OAU had been put in place by the colonial powers to maintain control of the continent and its profits. Such realization, while laudable, should be extended to maintaining security on the continent. The African Union should cease to recognize with time leaders who come to power illegitimately. The African Union should compel African nations to promote good governance and set limits for presidential terms. Strategic changes in the constitution to allow the current president and his ruling party to stay in power indefinitely should be discouraged and penalties meted out to governments who fail to uphold the law. The African Union should collaborate with the United States, the European Union and even with the South American Community of Nations in excluding member nations who fail to bring their nationals to justice when they have been implicated in attempted coups. Laws should be enacted so that severe actions are meted out against member nations or individuals involved in coups. Task forces should be set up to examine the role of foreign nations/individuals in the many coups that have plagued the continent thus far. Those found guilty should be held accountable for all the atrocities and lives lost during the conflict.

Conclusion

Coups may fail because of a combination of reasons: the intelligence services of the government may detect the coup in its infancy; there may be a "rat" within the group; a friendly foreign intelligence service may detect the coup in its planning stage and inform the targeted government;  the officers that were not co-opted may resist the coups and repel the "invading forces"; one of the vital units may not reach its intended destination; loyal government troops may repel the coup plotters; and in rare cases, the general public or the international community may protest the coup, condemn the coup plotters and refuse to recognize the "new government" thereby forcing the renegade soldiers to return to the barracks. For instance the coup in Sao Tome and Principe "failed" because of Nigeria and the international community’s objection to the overthrow of the incumbent government. Nonetheless, African leaders must make an effort in maintaining security and democracy on the continent by enacting and enforcing laws and regulations and providing an environment that deters coups.

[1] http://www.answers.com/topic/coup-d-tat
[2] http://www.answers.com/topic/coup-d-tat
[3] http://www.answers.com/topic/coup-d-tat
[4] http://www.iss.co.za/pubs/ASR/13No3/ENgoma.htm
[5] http://www.answers.com/topic/coup-d-tat
[6] http://web.uct.ac.za/depts/politics/ug/POL238F/Breakdown%20of%20Democratic%20Regimes%20Week%204.ppt#259,4,Overview of Research and Literature on Regime Breakdown
[7] http://web.uct.ac.za/depts/politics/ug/POL238F/Breakdown%20of%20Democratic%20Regimes%20Week%204.ppt#263,8,Types of Coups Presidential, Palace and Putsch
[8] http://web.uct.ac.za/depts/politics/ug/POL238F/Breakdown%20of%20Democratic%20Regimes%20Week%204.ppt#265,9,Types of Coups Presidential, Palace and Putsch
[9] http://www.dehai.org/archives/dehai_news_archive/aug04/0532.html
[10] http://news.bbc.co.uk/1/hi/world/africa/country_profiles/1023151.stm
[11] http://www.afrol.com/articles/15309
[12] http://www.afrol.com/articles/15309
[13] http://www.wsws.org/articles/2004/dec2004/guine-d07.shtml
[14] http://news.bbc.co.uk/1/hi/world/middle_east/country_profiles/791083.stm
[15] http://news.bbc.co.uk/1/hi/world/americas/4177664.stm
[16] http://www.ssn.flinders.edu.au/global/africa/marcroberts/body.htm
[17] http://news.bbc.co.uk/1/hi/world/africa/country_profiles/1023203.stm
[18] http://news.bbc.co.uk/1/hi/world/middle_east/country_profiles/819291.stm